Series 32 license

An individual may use the Series 32 if, within the two years prior to filing the application, they have been registered or licensed to solicit customer business in futures in a jurisdiction outside of the United States currently UK and Canada only.

If an individual has been continuously approved no gap of more than 2 years in registration as CF30 previously CF21 and now [FCA CF] Client dealing since December 1, , that individual would not be required to submit proof of having obtained a Certificate in Derivatives. In Canada, an individual would need to submit proof of their registration or license to NFA along with documentation relating to the applicant's market knowledge such as completion of the appropriate qualifications testing.

Any questions regarding eligibility should be directed to NFA prior to taking the Series The individual or firm requesting the waiver must provide a written description of the facts that qualify the individual for a waiver. Individuals are not required to take a Series examination if their sole activities subject to CFTC regulation are and will continue to be limited to:.

However, these individuals are required to successfully complete NFA's Swaps Proficiency Requirements prior to engaging in swaps business. An individual may be required to fulfill additional proficiency requirements based on their positions or the types of business conducted. NFA Bylaw j requires that each individual seeking approval as a forex firm or forex associated person pass the Series 34 examination before engaging in off-exchange retail forex unless:.

Be sure the package you select includes Series 32 practice questions! Good luck on your Series 32 Futures exam! Training Operations Lending Certifications Events. Series 32 Exam Prep. Virgin Islands. Professional Development.